Securities and futures ordinance

Established in 1989, the Securities and Futures Commission (SFC) is an independent statutory body set up to regulate the securities and futures markets in Hong Kong. Securities and Futures Ordinance (with subsidiary legislation) Companies (Winding Up and Miscellaneous Provisions) Ordinance (with subsidiary legislation) Companies Ordinance (Cap. 622) Compulsory Quarantine of Certain Persons Arriving at Hong Kong Regulation (Cap. 599C) Securities and Futures Ordinance (Cap. 571) Inland Revenue Ordinance (Cap. 112) Crimes Ordinance (Cap. 200) More

22 Jun 2011 This concept is currently used in the Securities and Futures Ordinance (“SFO”) in describing “insider dealing”. “Inside information”, in relation to  6 Dec 2019 Securities and Futures Ordinance (Cap 571). Page 2. Page 2 of 2. ▫ Part C ( Supplementary information about the sale  5 Nov 2018 On 31 October 2018 in The Securities and Futures Commission v. of the Securities and Futures Ordinance (“SFO”) regarding misuse of inside  2008年7月24日 ての包括的な法典である Securities and Futures Ordinance (SFO)が制定された( Arner et al. [2006: 3])。SFO は現在の証券規制に関する基本法典で  To print the whole chapter in HTML, please click at the bottom of the TOC panel and then click .Please set the page orientation to “Landscape” for printing of bilingual texts on a single page.

1 Jan 2020 Notwithstanding the repeal of the Securities and Futures Commission Ordinance (Cap. 24) under section 406, the body established by section 3 

14 Mar 2019 The Securities And Futures Commission [2019] HKCFI 246 (the in accordance with section 126 of the Securities and Futures Ordinance, Cap. 25 Apr 2019 Investigations Under the Securities and Futures Ordinance review against a decision of the Securities and Futures Commission (“SFC”) to  11 Apr 2019 By April 2003, the SFCO and nine other securities and futures-related ordinances were consolidated into the Securities and Futures Ordinance (  The Securities and Futures Ordinance provides for the implementation of the single licensing regime with 10 types of regulated activity (RA). An individual will   The SFC relied on section 300 instead of the insider dealing provision under section 291 of the Securities and Futures Ordinance (the Ordinance) because  The Securities and Futures Commission (the “SFC”) sought an order under section 214(2)(d) of the Securities and Futures Ordinance, Cap 571 (“SFO”) against 

22 Jun 2011 This concept is currently used in the Securities and Futures Ordinance (“SFO”) in describing “insider dealing”. “Inside information”, in relation to 

To view the current and previous versions of the amended provisions of the Securities and Futures Ordinance (SFO) and its subsidiary legislation, please refer to the Hong Kong e-Legislation (HKeL) operated by the Department of Justice (DoJ) of the Hong Kong Special Administrative Region Government. Disclaimer: How content is arranged in HKeL is solely the remit of DoJ. The Securities and Futures Commission (SFC) of Hong Kong is the independent statutory body charged with regulating the securities and futures markets in Hong Kong. The SFC is responsible for fostering an orderly securities and futures markets, to protect investors and to help promote Hong Kong as an international financial centre and a key financial market in China. An Act relating to the regulation of activities and institutions in the securities and derivatives industry, including leveraged foreign exchange trading, of financial benchmarks and of clearing facilities, and for matters connected therewith. Established in 1989, the Securities and Futures Commission (SFC) is an independent statutory body set up to regulate the securities and futures markets in Hong Kong. Securities and Futures Ordinance (with subsidiary legislation) Companies (Winding Up and Miscellaneous Provisions) Ordinance (with subsidiary legislation) Companies Ordinance (Cap. 622) Compulsory Quarantine of Certain Persons Arriving at Hong Kong Regulation (Cap. 599C) Securities and Futures Ordinance (Cap. 571) Inland Revenue Ordinance (Cap. 112) Crimes Ordinance (Cap. 200) More

27 Nov 2019 Securities and Futures Ordinance (with subsidiary legislation). We are directing you to the Hong Kong e-Legislation (HKeL) operated by the 

6 Dec 2019 Securities and Futures Ordinance (Cap 571). Page 2. Page 2 of 2. ▫ Part C ( Supplementary information about the sale  5 Nov 2018 On 31 October 2018 in The Securities and Futures Commission v. of the Securities and Futures Ordinance (“SFO”) regarding misuse of inside  2008年7月24日 ての包括的な法典である Securities and Futures Ordinance (SFO)が制定された( Arner et al. [2006: 3])。SFO は現在の証券規制に関する基本法典で  To print the whole chapter in HTML, please click at the bottom of the TOC panel and then click .Please set the page orientation to “Landscape” for printing of bilingual texts on a single page. Securities and Futures Ordinance (with subsidiary legislation) We are directing you to the Hong Kong e-Legislation (HKeL) operated by the Department of Justice (DoJ) of the Hong Kong Special Administrative Region Government to view the full contents of the Securities and Futures Ordinance (SFO), including its subsidiary legislation.

Securities and Futures Ordinance (with subsidiary legislation) We are directing you to the Hong Kong e-Legislation (HKeL) operated by the Department of Justice (DoJ) of the Hong Kong Special Administrative Region Government to view the full contents of the Securities and Futures Ordinance (SFO), including its subsidiary legislation.

To view the current and previous versions of the amended provisions of the Securities and Futures Ordinance (SFO) and its subsidiary legislation, please refer to the Hong Kong e-Legislation (HKeL) operated by the Department of Justice (DoJ) of the Hong Kong Special Administrative Region Government. Disclaimer: How content is arranged in HKeL is solely the remit of DoJ. The Securities and Futures Commission (SFC) was established in 1989 and is an independent statutory body set up to regulate the securities and futures markets in Hong Kong.. The Securities and Futures Commission derives a board range of investigation, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and a subsidiary legislation. Securities and Futures Ordinance (‘the Ordinance’). The Notice and the accompanying synopsis are attached to this report as Annex ures A and B. CITIC and Its Sino Iron Project . 3. The SFC Notice concerned a company listed on the Stock Exchange of Hong Kong in 1986: stock number 267. section 308 of the Ordinance; equivalent shares (F JñPI ¥) means shares of an identical description, nominal value (if any) and amount to the particular shares lent by, or transferred or delivered to, an Last updated date 13.12.2018 Securities and Futures (Disclosure of Interests Securities Borrowing and Lending) Rules 2 Section 1 Cap. 571X

SECURITIES AND FUTURES APPEALS TRIBUNAL 11 INVESTOR COMPENSATION 12 OFFENCES RELATING TO SECURITIES AND FUTURES CONTRACTS, ETC. 13 DISCLOSURE OF INTERESTS 17 IMPORTANT NOTE: This Memorandum is intended to provide a guide to the main features of the Securities and Futures Ordinance. It should not be relied upon as a substitute for legal advice. The Securities and Futures Ordinance, Cap. 571 (“the SFO”) was enacted in March 2002 aiming to consolidate and modernize the 10 existing ordinances regulating the securities and futures market. To print the whole chapter in HTML, please click at the bottom of the TOC panel and then click .Please set the page orientation to “Landscape” for printing of bilingual texts on a single page. To view the current and previous versions of the amended provisions of the Securities and Futures Ordinance (SFO) and its subsidiary legislation, please refer to the Hong Kong e-Legislation (HKeL) operated by the Department of Justice (DoJ) of the Hong Kong Special Administrative Region Government. Disclaimer: How content is arranged in HKeL is solely the remit of DoJ. The Securities and Futures Commission (SFC) was established in 1989 and is an independent statutory body set up to regulate the securities and futures markets in Hong Kong.. The Securities and Futures Commission derives a board range of investigation, remedial and disciplinary powers from the Securities and Futures Ordinance (SFO) and a subsidiary legislation. Securities and Futures Ordinance (‘the Ordinance’). The Notice and the accompanying synopsis are attached to this report as Annex ures A and B. CITIC and Its Sino Iron Project . 3. The SFC Notice concerned a company listed on the Stock Exchange of Hong Kong in 1986: stock number 267.